Compliance Challenges in Records Management

While records have always been key to successfully navigating business requirements, audits and investigations, thanks to emerging technologies, enforcement actions and guidance from U.S. regulators, records management has become increasingly top-of-mind for compliance practitioners, information technology leaders and legal teams alike. The Cybersecurity Law Report asked James Koukios, a partner at Morrison Foerster, about handling records, including off-channel communications, ephemeral messaging applications and best practices companies may want to consider. See “SEC and CFTC Continue to Penalize Firms for Electronic Communications Recordkeeping Violations” (Sep. 20, 2023).

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